Rohin Lawrence Ullberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 09/2016
  Sii Investments, Inc.
  San Diego, CA
• 09/2016 → 10/2024
  Independent Financial Group, Inc
  Flossmoor, IL
• 10/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-09-16 → 2024-10-16
  Independent Financial Group, Llc
  Flossmoor, IL
  San Diego, CA
  Flossmoor, IL
• 2008-12-01 → 2016-10-07
  Sii Investments, Inc.
  Flossmoor, IL
  Appleton, WI
  Flossmoor, IL
• 2006-06-01 → 2008-12-04
  First Allied Securities, Inc.
  Park Forest, IL
  Flossmoor, IL
• 1999-02-03 → 2006-05-23
  Sii Investments, Inc.
  Park Forest, IL
  Park Forest, IL

Other Businesses

1) ROHIN ULLBERG, 1835 DIXIE HIGHWAY SUITE 101 FLOSSMOOR IL, 12/2006, OWNER, REAL ESTATE, NIR, 1 HR/MO 1 HR/MO TRADING 2) HEARTLAND INVESTMENT USA, 1835 DIXIE HIGHWAY SUITE 101 FLOSSMOOR IL, 09/1996, OWNER, DBA, INV REL, 200 HR/MO 200 HR/MO TRADING 3) WA PROPERTIES, 1709 LYNWOOD COURT FLOSSMOOR IL, 01/2007, OWNER, REAL ESTATE, NIR, 1 HR/MO 1 HR/MO TRADING 4) HAPPY'S CAR WASH, 309 EAST ROUTE IL ROUTE 173 ANTIOCH IL, 09/2022, OWNER, CAR WASH, NIR, 25 HR/MO 0 HR/MO TRADING 5) HEARTLAND INVESTMENT, 1835 DIXIE HIGHWAY SUITE 101 FLOSSMOOR IL, 09/1996, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 2 HR/MO 1 HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/23/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-17
• S63 Uniform Securities Agent State Law Examination
  1988-08-17

Designations

• Chartered Financial Consultant

Other Names

• Rohin Ullberg
• Rohin L Ullberg