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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-06 |
| DE | RA | APPROVED | 2025-02-10 |
| NM | RA | APPROVED | 2025-02-05 |
| VT | RA | APPROVED | 2024-10-31 |
| CT | RA | APPROVED | 2024-10-15 |
| NH | RA | APPROVED | 2024-10-15 |
| FL | RA | APPROVED | 2024-10-11 |
| GA | RA | APPROVED | 2024-10-11 |
| VA | RA | APPROVED | 2024-10-11 |
| MD | RA | APPROVED | 2024-10-10 |
| NJ | RA | APPROVED | 2024-10-10 |
| NC | RA | APPROVED | 2024-10-10 |
| PA | RA | APPROVED | 2024-10-10 |
| SC | RA | APPROVED | 2024-10-10 |
| NY | RA | APPROVED | 2024-10-05 |
Branch Locations
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 11/2012 | 06/2023 |
| Td Bank N.A. | Ramsey | NJ | 09/2024 | 11/2025 |
| Td Private Client Wealth Llc | Ramsey | NJ | 09/2024 | Present |
| Unemployed | Wyckoff | NJ | 07/2023 | 09/2024 |
| Td Bank N.A. | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-01 |
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