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Gregory Paul Holmes

Cooper Mcmanus

Irvine, CA

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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-22
  • CA RA
    APPROVED
    Since 2025-07-22

Branch Locations

9870 Research Drive, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodland Hills CA 04/2010 12/2017
Western International Securities, Inc. Pasadena CA 12/2017 06/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cooper Mcmanus Irvine CA 07/2025 Present
  • 04/2010 → 12/2017
    Ameriprise Financial Services, Inc.
    Woodland Hills, CA
  • 12/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2025 → Present
    Irvine, CA
Previous Registrations
  • 2017-12-04 → 2025-06-23
    Western International Securities, Inc.
    Pasadena, CA
    Woodland Hills, CA
    Newport Beach, CA
  • 2010-04-16 → 2017-12-08
    Woodland Hills, CA
  • 2009-06-01 → 2010-04-19
    Valencia, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Valencia, CA
  • 2006-04-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Valencia, CA
  • 1997-07-08 → 2006-04-24
    Glendale, CA
    Glendale, CA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 2) COOPER MCMANUS, 9870 Research Drive, Irvine CA 92618, United States, 07/22/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-02
S63 Uniform Securities Agent State Law Examination 1988-07-26
  • S65 Uniform Investment Adviser Law Examination
    1994-03-02
  • S63 Uniform Securities Agent State Law Examination
    1988-07-26
Other Names
  • Greg Holmes
  • Gregory P. Holmes

View on SEC IAPD

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