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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 04/2010 | 12/2017 |
| Western International Securities, Inc. | Pasadena | CA | 12/2017 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Cooper Mcmanus | Irvine | CA | 07/2025 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 2) COOPER MCMANUS, 9870 Research Drive, Irvine CA 92618, United States, 07/22/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-26 |
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