M S Stanaway

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-02-15
TX	RA	APPROVED_RES	2014-12-04
DC	RA	APPROVED	2014-12-03

VA RA
APPROVED

Since 2022-02-15
TX RA
APPROVED_RES

Since 2014-12-04
DC RA
APPROVED

Since 2014-12-03

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Washington	DC	12/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

12/2014 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2000-06-19 → 2009-06-01

Citigroup Global Markets Inc.

Billings, MT

Billings, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-13
S63	Uniform Securities Agent State Law Examination	1988-09-14

S65 Uniform Investment Adviser Law Examination

1997-12-13
S63 Uniform Securities Agent State Law Examination

1988-09-14

Other Names

M Sue Stanaway
Marilyn Sue Stanaway
Sue Stanaway Dornfeld
Marilyn Sue Stanaway
Marilyn S Stanaway

View on SEC IAPD

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor