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Tamara Lynn Spates

Morgan Stanley

Palm Desert, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-21
CA RA APPROVED 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2023-08-21
  • CA RA
    APPROVED
    Since 2023-08-16

Branch Locations

74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Palm Desert CA 04/2016 08/2023
Morgan Stanley Smith Barney Llc Palm Desert CA 08/2023 Present
  • 04/2016 → 08/2023
    Rbc Capital Markets, Llc
    Palm Desert, CA
  • 08/2023 → Present
    Morgan Stanley Smith Barney Llc
    Palm Desert, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-20
  • S63 Uniform Securities Agent State Law Examination
    1988-12-20
Other Names
  • Tammy Spates
  • Tamara Lynn Nagel
  • Tammy Nagel

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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