Douglas Alan Brown

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → Present
  Ubs Financial Services Inc.
  Chattanooga, TN

Other Businesses

UC Foundation / United States / 615 McCallie Ave Chattanooga, TN 37403 / Chattanooga / TN / United States / 37403 / www.utc.edu / No / Foundation / / Education / / Supporting the University of TN at Chattanooga / Active / Officer / / Treasuer / 40 / No / No / No / No / Start Date 07/01/2018 / / Yes / Reviewing the budget of the foundation. Two hours per month. / No / / No / No No / Chattanooga, TN / No / / Yes / / To assistant in the Growth of my University and the betterment of the students that attend. / No / 2 ) Name of Business: University of Tennessee Foundation Inc./ Address: 1525 University Ave Knoxville Tennessee United States 37921./ Investment Related: No./ Nature: Promoting and fund raising for the University of Tennessee System./ Role: Assist in fund raising./ Start Date: 8/1/2023./ Time Required: N/A 3) The Morning Pointe Foundation, The Foundation raises funds and distributes the funds to colleges and universities, to award scholarships to students in fields that work with seniors. Such as nursing occupational therapist and food services, Collegedale TN United States, Vote on the distribution amounts and the entities to receive the funds for scholarship, start date-7/1/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1988-08-30

Other Names

• Doug Brown