Patricia Darlene Yell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2009-12-10

TN RA
APPROVED

Since 2009-12-10

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Chattanooga	TN	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Chattanooga, TN

Other Businesses

Sequatchie County School Board / Dunlap United States,Tennessee http://www.sequatchieschools.net/district.cfm?subpage=199429 / Yes/ 08/04/2016 make decisions regarding the schools / No / Member of a board committee with management or supervisory functions / / make decision for schools / Start Date 8/15/16-8/15/18 Elected No / No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-09
S63	Uniform Securities Agent State Law Examination	2009-07-08

S65 Uniform Investment Adviser Law Examination

2009-12-09
S63 Uniform Securities Agent State Law Examination

2009-07-08

View on SEC IAPD