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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-24
VA RA APPROVED 2015-08-31
  • TX RA
    APPROVED_RES
    Since 2022-08-24
  • VA RA
    APPROVED
    Since 2015-08-31

Branch Locations

150 W. Main Street Suite 1800, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Norfolk VA 08/2015 Present
  • 08/2015 → Present
    Raymond James & Associates
    Norfolk, VA
Previous Registrations
  • 2008-01-01 → 2015-09-04
    Norfolk, VA
    Virginia Beach, VA
  • 2005-09-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Norfolk, VA
    Norfolk, VA
    St. Louis, MO
Other Businesses

(1) RENTAL PROPERTY, INV RELATED, CHESAPEAKE, VA, 100% OWNER, START: 10/2013, 0 HOURS, NO DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-26
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S66 Uniform Combined State Law Examination
    2005-09-26
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20
Other Names
  • Kim Thomas
  • Kimberly Divers Thomas
  • Kimberly D Henderson

View on SEC IAPD

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