Don Wayne Barnes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-27
IL	RA	APPROVED	1998-02-16

TX RA
APPROVED_RES

Since 2023-02-27
IL RA
APPROVED

Since 1998-02-16

Branch Locations

11S270 S Jackson St Ste 101, Burr Ridge, IL 60527 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Don W Barnes Cpa	Clarendon Hills	IL	03/1978	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/1988	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/1998	Present
Cornerstone Advisers, Llc	Westmont	IL	01/2017	Present

03/1978 → Present

Don W Barnes Cpa

Clarendon Hills, IL
06/1988 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
02/1998 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2017 → Present

Cornerstone Advisers, Llc

Westmont, IL

Other Businesses

1) NAME OF OTHER BUSINESS: CORNERSTONE ADVISERS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 12 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: DBA 2) DON W BARNES, CPA PC, NOT INVESTMENT RELATED, WESTMONT, IL, TAX PREP AND ACCOUNTING WORK, OWNER, 30H/WEEK, SINCE 3/1978.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-11-16

S63 Uniform Securities Agent State Law Examination

1989-11-16

Designations

Certified Financial Planner

View on SEC IAPD