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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-20
  • OH RA
    APPROVED
    Since 2016-04-20

Branch Locations

451 Harding Way West, Galion, OH 44833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Galion OH 04/2016 Present
Kestra Investment Services, Llc Galion OH 02/2004 Present
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: MMW Rental Properties, LLC Investment Related: No Address: 1212 Goldenrod Dr Galion OH 44833 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: None Start Date: 4/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Business Name: Walter and Company Financial Services Inc Investment Related: Yes Address: 451 Harding Way West Galion OH 44833 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 7/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-29
  • S63 Uniform Securities Agent State Law Examination
    2013-03-29
Other Names
  • Doug Walter
  • Douglas Evert Walter

View on SEC IAPD

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