William Selvaggi

Current Employers

Employment History

• 11/2009 → Present
  Lantern Investments, Inc.
  Houston, TX
• 01/2013 → Present
  Heights Financial Services
  Houston, TX

Previous Registrations

• 2005-10-24 → 2009-09-15
  Oppenheimer & Co. Inc.
  Houston, TX
  Houston, TX
• 1988-08-05 → 2002-12-10
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

1) AS OF 09/2011 I AM A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE WITH LANTERN WEALTH ADVISORS, LLC WITH OFFICES LOCATED AT 35 PINELAWN ROAD MELVILLE, NY. I DEVOTE APPROXIMATELY 5 HOURS/MONTH IN THIS CAPACITY WHICH MAY BE DURING SECURITIES TRADING HOURS. 2) AS OF 12/23 TREASURER AND DIRECTOR FOR THE SUICIDE PREVENTION FOUNDATION, RECEIVED NON PROFIT APPROVAL , NOT INVESTMENT RELATED, 2425 SAGE RD #105 HOUSTON TX 77056, PLANNING EVENTS AND PROGRAMS TO PREVENT SUICIDE. WILL BE FINANCIAL LIAISON (PREPARING TEXAS FRANCHISE REPORT AND FEREDERAL INCOME TAX FILINGS IF REQUIRED), DEVOTE APPROXIMATELY 2 TO 4 HOURS PER MONTH, NONE WILL BE DURING SECURITIES TRADING HOURS. THERE IS NO RELATIONSHIP BETWEEN THE FIRM, ITS CLIENTS, OR ANY OTHER EMPLOYEES, AND THE ENTITY. AS OF 01/02/2014 I WILL BE EMPLOYED AT HEIGHTS FINANCIAL SERVICES LOCATED AT 2050 NORTH LOOP WEST-SUITE 115 HOUSTON, TEXAS 77018 AS A SEASONAL TAX PREPARER. I WILL BE WORKING BETWEEN 15 AND 30 HOURS PER WEEK, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. THE JOB WILL BE NON INVESTMENT RELATED. As of 04/07/2017 - Insurance Agent (life insurance, fixed annuities and long term care) with various Insurance Entities and Lantern Insurance Brokerage. Non-Investment Related. Approximately 25-35 hours/month 10-20 of which are during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-22
• S63 Uniform Securities Agent State Law Examination
  1988-08-03

Other Names

• Bill Selvaggi