Ellen Margaret Birdwell

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-10-27
FL	RA	APPROVED	2009-10-12

TX RA
APPROVED

Since 2009-10-27
FL RA
APPROVED

Since 2009-10-12

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Coral Gables	FL	07/1999	Present
Bank Of America, N.A.	Miami	FL	12/2009	Present

07/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Coral Gables, FL
12/2009 → Present

Bank Of America, N.A.

Miami, FL

Other Businesses

I*46050 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAFESPACE FOUNDATION, INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI SHORES, FLORIDA 33153 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/31/2013 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE BOARD OF DIRECTORS SHALL BE RESPONSIBLE FOR THE DEVELOPMENT, MANAGEMENT, CONTROL OF THE AFFAIRS, PROPERTY AND FUNDS OF THE CORPORATION, PROTECTION OF ASSETS AND SHALL EXERCISE ALL SUCH POWERS AND AUTHORITY AND STRATEGIC LEADERSHIP.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-02

S66 Uniform Combined State Law Examination

2009-10-02

Other Names

Ellen Margaret Ward
Ellen Ward Birdwell
Ellen Margaret Ward

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