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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gary T. Hess Cpa | Omaha | NE | 01/1984 | Present |
| Securities America, Inc | Omaha | NE | 12/2003 | 02/2020 |
| Securities America Advisors | Omaha | NE | 02/2004 | 04/2020 |
| Gary Hess | Omaha | NE | 03/2000 | Present |
| Lpl Financial Llc | Omaha | NE | 04/2020 | Present |
1)02/21/2020 - Gary T. Hess CPA - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) 2)02/21/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2000 - 2 hr/mth 3)04/01/2020 - Gary T Hess CPA - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/1984
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
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