David Eugene Bott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1986 → Present
  Coopers & Lybrand
  Houston, TX
• 06/1988 → 09/2025
  Avantax Investment Services, Inc.
  Sugarland, TX
• 05/1993 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Sugar Land, TX
• 07/2025 → 09/2025
  Avantax Advisory Services
  Sugar Land, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sugar Land, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-08-15 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Sugar Land, TX
• 1993-08-06 → 2014-12-31
  Avantax Advisory Services
  Boulder, CO

Other Businesses

1) Wealth Solutions~One Sugar Creek Ctr. Blvd., Ste. 300~Sugar Land~TX~77478~Other~Other~1/1/1993~15hrs~10hrs~Operational/Marketing Name ONLY. 2) Kenwood & Associates, PC CPA's~One Sugar Creek Center Blvd., Suite 300~Sugar Land~TX~77478~Tax Preparation/Accounting~Vice President~9/30/2004~160hrs~130hrs~CPA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-05-26

Designations

• Personal Financial Specialist