Tracey Marie Simonson

Employer firm

Focus Financial CRD 116140

$6.82B regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Osaic Wealth, Inc.
  New York, NY
• 04/2009 → Present
  Focus Financial
  Roseville, MN

Previous Registrations

• 1997-08-07 → 2009-05-08
  Investment Centers Of America, Inc.
  North Branch, MN
  North Branch, MN
  Stacy, MN

Other Businesses

1) FOCUS FINANCIAL - THE SIMONSON GROUP POSITION: Investment Adviser Representative NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 217 SECURITIES TRADING HOURS: 173 START DATE: 04/24/2009 ADDRESS: 38877 10th Avenue, Suite B, PO Box 549, North Branch MN 55056, United States DESCRIPTION: Fee based comprehensive financial planning, goal setting, budgeting, asset allocation, portfolio monitoring, insurance review, estate review/planning, annual client reviews 2) CAMERON FINANCIAL CORPORATION POSITION: President NATURE: "S" Corporation for business bookkeeping (including payroll) and taxes only. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 12/13/1999 ADDRESS: 22905 W Martin Lake Drive NE, Stacy MN 55079, United States DESCRIPTION: *Vision and Budgeting*Pay Business Bills (Cameron Financial is billed.Cameron Financial banking accounts exist.)*Set staff salaries/benefits. Provide payroll information to CPA.*Provide all recordkeeping information to the CPA on quarterly basis. Additional information at year-end. 3) FOCUS FINANCIAL POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/24/2009 ADDRESS: 38877 10th Avenue, Suite B, PO Box 549, North Branch MN 55056, United States DESCRIPTION: Sale and service of fixed insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-25
• S63 Uniform Securities Agent State Law Examination
  1988-07-26

Designations

• Certified Financial Planner