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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
5723 Durand Ave, Mount Pleasant, WI 53406 • United States
5901 Durand Ave, Mount Pleasant, WI 53406 • United States
Menomonee Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 05/1988 | 02/2018 |
| Johnson Bank | Mount Pleasant | WI | 01/1992 | Present |
| Lpl Financial Llc | Mount Pleasant | WI | 02/2018 | Present |
1. 12/31/2019 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/11/2019 - 50 Hours Per Month/50 Hours During Securities Trading. 2. 9/8/2020 - 4 P&C Ventures - Investment Related - Home Based & Scottsdale, AZ 85254 - Real Estate Rental - Start Date: 8/20/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Renting property but using a property management company to handle most of the activities. 3. 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-25 |
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