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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-23
NJ RA APPROVED 2026-03-19
  • FL RA
    APPROVED
    Since 2026-03-23
  • NJ RA
    APPROVED
    Since 2026-03-19

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

331 Newman Springs Road Building 3 Suite 330 [Satellite], Red Bank, NJ 07701 • United States

Stuart, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Red Bank NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Red Bank NJ 03/2026 Present
Previous Registrations
  • 2004-01-08 → 2026-03-06
    Red Bank, NJ
    Ocean, NJ
    Ocean, NJ
    Oakhurst, NJ
    Red Bank, NJ
    Red Bank, NJ
    Red Bank, NJ
    Stuart, FL
    Red Bank, NJ
    Red Bank, NJ
    Stuart, FL
Other Businesses

BINGHAM WEALTH MANAGEMENT; NOT INV RELATED; POINT PLEASANT,NJ; FINET;100% OWNERSHIP; START DATE: 03/09/2026; 10 HRS PER MONTH; 10 HRS DURING TRADING; CLAPP GP, LLC - 90% OWNERSHIP; INV RELATED;POINT PLEASANT,NJ; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 06/29/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1988-08-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1988-08-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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