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Allen Clifford Jones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Wellesley, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-05-29
TX RA APPROVED 2014-08-26
NC RA APPROVED 2014-01-21
  • GA RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2014-08-26
  • NC RA
    APPROVED
    Since 2014-01-21

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/1991 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-16
S63 Uniform Securities Agent State Law Examination 1999-08-14
  • S66 Uniform Combined State Law Examination
    2014-01-16
  • S63 Uniform Securities Agent State Law Examination
    1999-08-14

View on SEC IAPD

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