Andrew Frederick Slater Warner

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-08-11

PA RA
APPROVED

Since 2010-08-11

Branch Locations

2472 Black River Road, Bethlehem, PA 18015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Comp	Bethlehem	PA	01/1988	Present
Warner & Co	Bethlehem	PA	06/1993	Present
Mml Investors Services, Llc	Bethlehem	PA	05/1999	Present

01/1988 → Present

Massachusetts Mutual Life Insurance Comp

Bethlehem, PA
06/1993 → Present

Warner & Co

Bethlehem, PA
05/1999 → Present

Mml Investors Services, Llc

Bethlehem, PA

Other Businesses

(1) NAME: ANDREW WARNER, INV REL: Y ADDR: 2478 BLACK RIVER ROAD, BETHLEHEM, PA 18015 NATURE: OUTSIDE INSURANCE POSITION: AGENT, START:5/1999, NO HR/MO:5 NO HR/MO DUR TRADING:5. DESCRIBE DUTIES: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH (2) NAME: PIERPONT SLATER PROPERTIES, INV REL: Y ADDR: 2478 BLACK RIVER ROAD, BETHLEHEM, PA 18015 NATURE: REAL ESTATE RENTAL PROPERTY, POSITION: OWNER/PARTNER, START:1/1999, NO HR/MO:5 NO HR/MO DUR TRADING;1. (3) NAME: BLACK RIVER FARMS INC, INV REL: N ADDR:2478 BLACK RIVER ROAD, BETHLEHEM, PA 18015, NATURE: WINERY AND FARM, POSITION: OWNER, START:1/1/2010, NO HR/MO:30 NO HR/MO DUR TRADING;2.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-08-04

S63 Uniform Securities Agent State Law Examination

1988-08-04

Designations

View on SEC IAPD