Peter Robert Kaloustian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2015-04-16

NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2015-04-16

Branch Locations

340 Us Highway 9 South, Bayville, NJ 08721 • United States

15 Market St, Kenilworth, NJ 07033 • United States

916 Fischer Rd, Toms River, NJ 08753 • United States

310 North Avenue East, Cranford, NJ 07016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Flagstar Bank N.A.	Garden City	NY	06/2008	Present
Lpl Financial Services	Charlotte	NC	06/2008	Present
Cetera Investment Services Llc	St. Cloud	MN	10/2019	10/2019
Cetera Investment Advisers Llc	Kenilworth	NJ	10/2019	10/2019

06/2008 → Present

Flagstar Bank N.A.

Garden City, NY
06/2008 → Present

Lpl Financial Services

Charlotte, NC
10/2019 → 10/2019

Cetera Investment Services Llc

St. Cloud, MN
10/2019 → 10/2019

Cetera Investment Advisers Llc

Kenilworth, NJ

Other Businesses

1) 02/02/2024 - Flagstar Wealth Services - Inv related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-31
S63	Uniform Securities Agent State Law Examination	1988-09-02

S65 Uniform Investment Adviser Law Examination

2015-03-31
S63 Uniform Securities Agent State Law Examination

1988-09-02

View on SEC IAPD