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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-04-20
TX RA APPROVED_RES 2010-03-08
WA RA APPROVED 2009-12-11
  • ID RA
    APPROVED
    Since 2021-04-20
  • TX RA
    APPROVED_RES
    Since 2010-03-08
  • WA RA
    APPROVED
    Since 2009-12-11

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Sun Valley, ID • United States

Sun Valley, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Bellevue WA 11/2009 Present
Bank Of America, N.A. Bellevue WA 06/2019 Present
  • 11/2009 → Present
    Merrill Lynch
    Bellevue, WA
  • 06/2019 → Present
    Bank Of America, N.A.
    Bellevue, WA
Previous Registrations
  • 2005-05-02 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Seattle, WA
    Bellevue, WA
    Bellevue, WA
    Bellevue, WA
    Redmond, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-30
S63 Uniform Securities Agent State Law Examination 1999-07-06
  • S65 Uniform Investment Adviser Law Examination
    2005-04-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-06
Other Names
  • Pauliina Maria Mikkola
  • Paulina M Mikkola
  • Paulina Mikkola

View on SEC IAPD

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