Stephen Robert Schuller

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-04
FL	RA	APPROVED	2023-02-24
LA	RA	APPROVED	2021-12-05

TX RA
APPROVED_RES

Since 2026-03-04
FL RA
APPROVED

Since 2023-02-24
LA RA
APPROVED

Since 2021-12-05

Branch Locations

Jacksonville, FL • United States

2121 Airline Dr Ste 160, Metairie, LA 70001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dorsey & Company, Inc.	New Orleans	LA	11/1991	12/2021
Prospera Financial Services Inc.	Dallas	TX	12/2021	Present

11/1991 → 12/2021

Dorsey & Company, Inc.

New Orleans, LA
12/2021 → Present

Prospera Financial Services Inc.

Dallas, TX

Previous Registrations

2006-09-01 → 2021-12-03

Dorsey & Company, Inc.

Jacksonville, FL

New Orleans, LA

New Orleans, LA

Other Businesses

STEPHEN SCHULLER, LLC; 12343 WATERFALL CT, JACKSONVILLE, FL 32225; BUSINESS BROKERAGE WITH FLORIDA BUSINESS EXCHANGE, INC. WWW.FBXBROKERS.COM; MANAGER; COMMENCED 5/23/2014; 20 HOURS/MONTH, 1 HOUR/DAY DURING TRADING HOURS; CONSULT ON PURCHASE AND SALE OF OPERATING BUSINESSES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-28
S63	Uniform Securities Agent State Law Examination	1990-09-26

S65 Uniform Investment Adviser Law Examination

1997-05-28
S63 Uniform Securities Agent State Law Examination

1990-09-26

View on SEC IAPD