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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-10-27 |
| TX | RA | APPROVED_RES | 2020-03-19 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tulsa | OK | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
426646- Brenda S. Jagels and Ralph M. Payne; Investment related: Yes; Davenport, Nebraska; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04-2021; During business hours: 0; After business hours: 3; Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-10 |
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