Kevin Michael Mcdougall

Current Employers

Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-11-30
TX	RA	APPROVED_RES	2022-03-14
IN	RA	APPROVED	2020-08-25

FL RA
APPROVED

Since 2023-11-30
TX RA
APPROVED_RES

Since 2022-03-14
IN RA
APPROVED

Since 2020-08-25

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Indianapolis	IN	03/2013	Present

03/2013 → Present

Wells Fargo Advisors

Indianapolis, IN

Previous Registrations

2015-11-06 → 2019-05-31

Sanctuary Advisors, Llc

Indianapolis, IN
2013-03-19 → 2015-11-13

Wells Fargo Clearing Services, Llc

Indianapolis, IN
2012-09-27 → 2013-03-26

Equitable Advisors, Llc

Cincinnati, OH

Carmel, IN
2010-08-27 → 2011-09-09

Morgan Stanley

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-30

S66 Uniform Combined State Law Examination

2010-07-30

View on SEC IAPD

Current Employers

Thurston Springer Advisors

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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