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Lawrence Edward Feldmesser

Stifel, Nicolaus & Company, Incorporated

Washington, DC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-03-06
TX RA APPROVED_RES 2021-10-29
VA RA APPROVED 2020-06-10
WI RA APPROVED 2011-12-20
FL RA APPROVED 2008-09-02
  • DC RA
    APPROVED
    Since 2023-03-06
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • VA RA
    APPROVED
    Since 2020-06-10
  • WI RA
    APPROVED
    Since 2011-12-20
  • FL RA
    APPROVED
    Since 2008-09-02

Branch Locations

1776 I Street, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Washington DC 08/2008 Present
  • 08/2008 → Present
    Stifel Nicolaus & Co Inc
    Washington, DC
Previous Registrations
  • 2007-11-19 → 2008-07-31
    Interocean Wealth Management Llc
    Chicago, IL
  • 2001-12-05 → 2007-04-04
    Ubs Financial Services Inc.
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-24
S63 Uniform Securities Agent State Law Examination 1989-08-28
  • S65 Uniform Investment Adviser Law Examination
    1996-10-24
  • S63 Uniform Securities Agent State Law Examination
    1989-08-28
Other Names
  • Larry Feldmesser

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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