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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Baltimore | MD | 03/1999 | Present |
| Financial Directions Llp | Baltimore | MD | 01/1998 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | 01/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2021 | Present |
1) INDEPENDENT INSURANCE AGENT, 1676 VILLAGE GREEN, STE A, CROFTON, MD, 3/1994 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/MO 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/08/2016 3) FINANCIAL DIRECTIONS, 1506 ETON WAY, CROFTON MD 21114-1525, 03/1994, Owner, Tax Services, NIR, 15 HR/MO, 5 HR/MO TRADING. 4) TOMOLYN HARRIS, 1506 Eton Way, Crofton MD 21114, 12/2003, Investment Advisor Representative, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO, 1 HR/MO TRADING. 5) FINANCIAL DIRECTIONS, 1506 ETON WAY, CROFTON MD 21114-1525, 01/2024, Owner, Using a Trade Name / DBA, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-25 |
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