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Curtis L Bunch

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-08-25
CA RA APPROVED 2008-07-25
  • TX RA
    APPROVED_RES
    Since 2008-08-25
  • CA RA
    APPROVED
    Since 2008-07-25

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch San Mateo CA 06/2008 Present
Bank Of America,Na San Mateo CA 09/2009 Present
  • 06/2008 → Present
    Merrill Lynch
    San Mateo, CA
  • 09/2009 → Present
    Bank Of America,Na
    San Mateo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-22
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S65 Uniform Investment Adviser Law Examination
    2005-07-22
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15
Other Names
  • Curtis L Bunch Jr
  • Curtis Lavelle Bunch

View on SEC IAPD

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