Stephen Palmer Rosen

Current Employers

Employment History

• 10/2012 → Present
  Raymond James & Associates
  Knoxville, TN

Previous Registrations

• 2004-01-09 → 2013-03-14
  Morgan Keegan & Company, Llc
  Knoxville, TN
  Knoxville, TN
  Nashville, TN
  Knoxville, TN

Other Businesses

(1) Name of Business: Address: 6800 Deane HIll Drive, Knoxville, TN, 37919, United States Activity Type: Non profit Position/Title: Advisory Board, Officer - President Investment Related: Yes Start Date: 06/17/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of directors, president (2) Name of Business: BBYO Fund for the Future Address: 2206 Cherokee Blvd, Knoxville, TN, 37919, United States Activity Type: Non profit Position/Title: Board Member Investment Related: No Start Date: 09/20/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: volunteer board member; (3) Name of Business: East Tennessee Foundation Address: 520 W. Summit Hill Drive, Knoxville, TN, 37902, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director, Committee Member Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: board of directors, promoting the organization in the community, budget committee

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-05
• S63 Uniform Securities Agent State Law Examination
  1988-08-25