Douglas Irving Donald

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → Present
  Donald & Company, Psc
  Lexington, KY
• 06/2003 → 10/2019
  1St Global Capital Corp
  Lexington, KY
• 06/2003 → 10/2019
  1St Global Advisors, Inc.
  Lexington, KY
• 05/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Lexington, KY
• 10/2019 → 09/2025
  Avantax Advisory Services
  Lexington, KY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Lexington, KY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lexington, KY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Lexi\Ngton, KY
  Dallas, TX
• 2003-06-25 → 2019-10-25
  1St Global Advisors Inc
  Lexington, KY

Other Businesses

1) INVESTMENT SERVICES POSITION: OWNER NATURE: INVESTMENT SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2017 ADDRESS: Lexington KY 40504, United States DESCRIPTION: I do not think this is an outside business but name that I do my investment business under with 1st Global. I am the owner of the DBA. 2) DIVORCE FINANCIAL SOLUTIONS LLC POSITION: PRESIDENT NATURE: DIVORCE FINANCIAL PLANNING INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: Lexington KY 40504, United States DESCRIPTION: I will be doing Certified Divorce Financial Analyst and Forensic work related to divorce. 3) CENTRAL KENTUCKY SECOND SATURDAY DIVORCE WORKSHOP POSITION: LEADER/PRESENTER NATURE: DIVORCE WORKSHOP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2016 ADDRESS: 2410 Greatstone Point, Lexington KY 40504, United States DESCRIPTION: I will be presenting the financial issues in divorce. 4) DONALD & COMPANY P.S.C. POSITION: Officer NATURE: Advise, executor duties and accounting services to a client. Also be executor of estate that I am doing business under Donald & Company PSC and personally. To active again the service of Donald & Company PSC that I inactive it in 6/15/2017. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/15/2023 ADDRESS: 1104 Tanbark Road, Lexington KY 40515-1818, United States DESCRIPTION: Advise, executor and accounting services to client. Executor of Estate of Joann Tsoutsouris. 5) CENTRAL KENTUCKY SECOND SATURDAY DIVORCE WORKSHOP POSITION: LEADER/PRESENTER NATURE: DIVORCE WORKSHOP INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2016 ADDRESS: 1104 Tanbark Road, Lexington KY 40515-1818, United States DESCRIPTION: I will be presenting the financial issues in divorce.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-07-24

Designations

• Personal Financial Specialist