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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-12-07 |
Branch Locations
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
101 Shawnee Street, Hiawatha, KS 66434 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc | Cedar Rapids | IA | 05/2003 | 05/2021 |
| One Capital Management | Westlake Village | CA | 05/2021 | Present |
INSURANCE SALES, TARGET INSURANCE SERVICES, 11020 OAKMOUNT, OVERLAND PARK, KS, INVESTMENT RELATED, 5HRS/MONTH/// BMPT Wealth Management, LLC. 101 Shawnee St. Hiawatha, KS 66434. Not investment related. DBA set up to pay expenses for business. Position is sole member. Started 6-24-2014. Approx 4 hrs/month on business, none during security trading hours. Duties are writing checks for accounting expenses of BMPT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-15 |
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