Carl Edward Mueller

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 05/2021
  Nations Financial Group, Inc
  Cedar Rapids, IA
• 05/2021 → Present
  One Capital Management
  Westlake Village, CA

Previous Registrations

• 2003-05-30 → 2021-05-21
  Nations Financial Group, Inc.
  Hiawatha, KS
  Hiawatha, KS
• 2002-01-01 → 2003-05-29
  Rbc Capital Markets, Llc
  St Joseph, MO

Other Businesses

INSURANCE SALES, TARGET INSURANCE SERVICES, 11020 OAKMOUNT, OVERLAND PARK, KS, INVESTMENT RELATED, 5HRS/MONTH/// BMPT Wealth Management, LLC. 101 Shawnee St. Hiawatha, KS 66434. Not investment related. DBA set up to pay expenses for business. Position is sole member. Started 6-24-2014. Approx 4 hrs/month on business, none during security trading hours. Duties are writing checks for accounting expenses of BMPT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-31
• S63 Uniform Securities Agent State Law Examination
  1988-07-15