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440 N Wells St Suite 530, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterstone Financial Group | Itasca | IL | 01/2003 | Present |
| Moody Investment Advisors | Chicago | IL | 01/2003 | Present |
| Lpl Financial Corporation | Glenview | IL | 09/2009 | Present |
MOODY INVESTMENT ADVISORS, RIA BUSINESS. 440 N WELLS ST., #530, CHICAGO, IL 60610, PAUL EMBREE-SUPERVISOR, 30 HRS/WK DURING SECURITIES HOURS, PERCENT OF ASSETS MANAGED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-08 |
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