Jill Faherty Lloyd

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-08-29
CA	RA	APPROVED	2024-08-22
FL	RA	APPROVED	2022-12-16
NY	RA	APPROVED	2022-12-15
TX	RA	APPROVED	2022-01-03
CT	RA	APPROVED	2021-10-28

IL RA
APPROVED

Since 2024-08-29
CA RA
APPROVED

Since 2024-08-22
FL RA
APPROVED

Since 2022-12-16
NY RA
APPROVED

Since 2022-12-15
TX RA
APPROVED

Since 2022-01-03
CT RA
APPROVED

Since 2021-10-28

Branch Locations

Litchfield, CT • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Washington, CT • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Asap!	Washington Depot	CT	05/2007	09/2016
Evercore Wealth Managment	New York	NY	11/2016	08/2021
Ubs Financial Services	Stamford	CT	08/2021	Present

05/2007 → 09/2016

Asap!

Washington Depot, CT
11/2016 → 08/2021

Evercore Wealth Managment

New York, NY
08/2021 → Present

Ubs Financial Services

Stamford, CT

Other Businesses

1843 Capital / 4 Old Farm RoadGreenwichCT06780 / Venture Capital investments in Silvertech, Saas, Cybersecurity / Investment Fund or Hedge Fund / No operating, silent partner / Partner / 5/16/2022 Ignite / 510 16th StreetOaklandCalifornia94612 / Board of Directors, Finance Chair / Oversight and strategic planning. Finance oversight and guidance / 12/15/2020 Amboy Street Ventures United States ,California United States , Investment Fund or Hedge Fund Health Care & Pharmaceuticals Private equity investments in women's healthcare companies , Partner , Limited partner- not control Start date 6/30/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-28
S63	Uniform Securities Agent State Law Examination	1989-03-10

S66 Uniform Combined State Law Examination

2021-10-28
S63 Uniform Securities Agent State Law Examination

1989-03-10

Other Names

Jill Christine Fahertyhaggerty
Jill Christine Faherty
Jill Faherty Lloyd
Jill Lloyd

View on SEC IAPD