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Elm Asset Management Inc. CRD 114199
$5.92M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1121 Dallas Drive Suite 1, Denton, TX 76205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elm Asset Management Inc | Denton | TX | 12/1989 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-20 |
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