Colen W Laplante

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-15
VA	RA	APPROVED	2022-06-06

TX RA
APPROVED

Since 2023-08-15
VA RA
APPROVED

Since 2022-06-06

Branch Locations

Henrico, VA • United States

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor	Folsom	CA	12/2007	02/2020
Yorktown Management & Research Co.	Lynchburg	VA	02/2020	04/2022
Foreside Fund Services, Llc	Lynchburg	VA	04/2020	04/2022
Massmutual Life Insurance Co	Glen Allen	VA	04/2022	Present
Mml Investors Services, Llc	Glen Allen	VA	04/2022	Present

12/2007 → 02/2020

Principal Funds Distributor

Folsom, CA
02/2020 → 04/2022

Yorktown Management & Research Co.

Lynchburg, VA
04/2020 → 04/2022

Foreside Fund Services, Llc

Lynchburg, VA
04/2022 → Present

Massmutual Life Insurance Co

Glen Allen, VA
04/2022 → Present

Mml Investors Services, Llc

Glen Allen, VA

Previous Registrations

2004-01-14 → 2005-03-29

Fisher Investments

Richmond, VA
2002-06-05 → 2002-11-15

Invesco Aim Private Asset Management, Inc.

Houston, TX

Other Businesses

(1) NAME: WAYNES ENTERPRISES LLC, INV REL: Y, ADD: 100 EASTSHORE DRIVE, GLEN ALLEN, VA 23059 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 9/26/2024, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING:40 (2) NAME: SECOND BAPTIST CHURCH ENDOWMENT INV REL: Y ADDR: 9614 RIVER ROAD, RICHMOND, VA 23229 NATURE: BOARD SERVICES FOR CHURCH POSITION: BOARD MEMBER START DATE: 9/1/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REVIEW INVESTMENT PORTFOLIO AND MAKE RECOMMENDATIONS AS NECESSARY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-20
S63	Uniform Securities Agent State Law Examination	2007-12-31
S65	Uniform Investment Adviser Law Examination	2002-01-04

S66 Uniform Combined State Law Examination

2022-05-20
S63 Uniform Securities Agent State Law Examination

2007-12-31
S65 Uniform Investment Adviser Law Examination

2002-01-04

Other Names

Wayne Laplante
Colen Wayne Laplante

View on SEC IAPD