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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2000-10-01 |
Branch Locations
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tampa | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; WESLEY CHAPEL, FL; START DATE 11/18/2015; 2 HOURS PER MONTH/0 DURING TRADING HOURS. POWER OF ATTORNEY FOR MOTHER; INV RELATED; HOUSTON, TX; POA; START DATE: 08/26/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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