James Neil Parsons

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Boston, MA
• 11/2016 → 06/2023
  Wells Fargo Clearing Services, Llc
  Boston, MA
• 06/2023 → Present
  Janney Montgomery Scott Llc
  Marietta, OH

Previous Registrations

• 2016-07-05 → 2023-06-30
  Wells Fargo Clearing Services, Llc
  Melville, NY
  Boston, MA
  Charleston, WV
  Marietta, OH
  Boston, MA
  Vienna, WV
  Charleston, WV
• 2007-01-25 → 2016-07-06
  Edward Jones
  Marietta, OH
  Boston, MA

Other Businesses

Parsons Properties, LLC., Marietta, OH. President (10/2022) - Rental property held by the LLC. Not investment related, 1 hour/month.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-04

Designations

• Certified Financial Planner

Other Names

• Neil Parsons
• James Neil Parsons
• J Neil Parsons
• James Parsons