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James Neil Parsons

Janney Montgomery Scott LLC

Marietta, OH

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-06-30
NJ RA APPROVED 2023-06-23
OH RA APPROVED 2023-06-16
TX RA APPROVED 2023-06-16
  • WV RA
    APPROVED
    Since 2023-06-30
  • NJ RA
    APPROVED
    Since 2023-06-23
  • OH RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

346 Third Street, Marietta, OH 45750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Boston MA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 06/2023
Janney Montgomery Scott Llc Marietta OH 06/2023 Present
Previous Registrations
Other Businesses

Parsons Properties, LLC., Marietta, OH. President (10/2022) - Rental property held by the LLC. Not investment related, 1 hour/month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-04
  • S63 Uniform Securities Agent State Law Examination
    1996-03-04
Designations
Other Names
  • Neil Parsons
  • James Neil Parsons
  • J Neil Parsons
  • James Parsons

View on SEC IAPD

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