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230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-10-19 |
| MA | RA | APPROVED | 2010-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ballentine Partners, Llc | Waltham | MA | 01/2016 | 01/2018 |
| Ballentine Partners, Llc | Waltham | MA | 01/2018 | 06/2023 |
| Ballentine Partners, Llc | Waltham | MA | 01/2024 | Present |
| Ballentine Partners, Llc | Waltham | MA | 06/2023 | 01/2024 |
Rocade Fund IV, Rocade Capital, Limited Partner Advisory Committee Member. For profit company, not compensated, investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-22 |
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