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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Legacy One Group | Houston | TX | 09/2009 | 04/2018 |
| Fsc Securities Corporation | Houston | TX | 07/2011 | 11/2023 |
| The Legacy One Group | Pearland | TX | 04/2018 | 09/2023 |
| Osaic Wealth, Inc. | Atlanta | GA | 11/2023 | Present |
| Singletrack Financial Llc | Atlanta | GA | 10/2023 | Present |
1. SINGLETRACK FINANCIAL LLC POSITION: Chief Operating Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/10/2023 ADDRESS: 3369 Pinestream Rd NW, Atlanta GA 30327, United States DESCRIPTION: Engaged with operations under the MFA/OSJ Brian Ritchie. I oversee the operations of the office, service the advisors, and serve as delegate OSJ as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-31 |
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