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Ginger Johanna Hardy

Osaic Wealth, Inc.

Pearland, TX

Atlanta, GA

CRD 1846549

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

Pearland, TX • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Legacy One Group Houston TX 09/2009 04/2018
Fsc Securities Corporation Houston TX 07/2011 11/2023
The Legacy One Group Pearland TX 04/2018 09/2023
Osaic Wealth, Inc. Atlanta GA 11/2023 Present
Singletrack Financial Llc Atlanta GA 10/2023 Present
  • 09/2009 → 04/2018
    The Legacy One Group
    Houston, TX
  • 07/2011 → 11/2023
    Fsc Securities Corporation
    Houston, TX
  • 04/2018 → 09/2023
    The Legacy One Group
    Pearland, TX
  • 11/2023 → Present
    Atlanta, GA
  • 10/2023 → Present
    Singletrack Financial Llc
    Atlanta, GA
Previous Registrations
  • 2017-02-03 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
Other Businesses

1. SINGLETRACK FINANCIAL LLC POSITION: Chief Operating Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/10/2023 ADDRESS: 3369 Pinestream Rd NW, Atlanta GA 30327, United States DESCRIPTION: Engaged with operations under the MFA/OSJ Brian Ritchie. I oversee the operations of the office, service the advisors, and serve as delegate OSJ as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 2011-08-31
  • S66 Uniform Combined State Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2011-08-31
Other Names
  • Ginger Johanna Lee
  • Ginger Johanna Brunson

View on SEC IAPD

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