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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| WA | RA | APPROVED | 2024-11-08 |
Branch Locations
115 N Frances St #102, Terrell, TX 75160 • United States
200 West Mercer Street Suite 102, Seattle, WA 98119 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 02/2011 | 11/2020 |
| Securities America, Inc. | Seattle | WA | 11/2020 | 06/2024 |
| Arbor Point Advisors | Seattle | WA | 11/2020 | 11/2024 |
| Osaic Wealth, Inc. | Seattle | WA | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. INSURANCE POSITION: Advisor / Sales NATURE: Fixed Indexed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2018 ADDRESS: 200 W Mercer St, Suite 102, Seattle WA 98113, United States DESCRIPTION: I occasionally recommend that my clients invest in Equity Indexed Annuities. 2. SUN VALLEY SNOW SPORTS POSITION: Ski Instructor NATURE: Ski School Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: PO Box 10, Sun Valley ID 83353 DESCRIPTION: I teach adults and children how to ski. 3. DBA - Emerald City Fiduciary Group EMERALD CITY FIDUCIARY GROUP POSITION: Owner / Member NATURE: PLLC, registered with the Secretary of Washington State. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2021 ADDRESS: 200 W Mercer ST, Suite 102, Seattle WA 98119, United States DESCRIPTION: Emerald City Fiduciary Group, does securities and Investment Advisory business. This DBA does business with the public and is a separate entity, from OASIC, INC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-28 |
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