John Timothy Madden

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-16
FL	RA	APPROVED	2019-04-03

TX RA
APPROVED_RES

Since 2022-02-16
FL RA
APPROVED

Since 2019-04-03

Branch Locations

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Co	Maitland	FL	10/2011	Present
Principal Securities Inc	Maitland	FL	10/2011	Present

10/2011 → Present

Principal Life Ins Co

Maitland, FL
10/2011 → Present

Principal Securities Inc

Maitland, FL

Other Businesses

*OUTSIDE INSURANCE, SELLS SUPPLEMENTAL HEALTH INSURANCE, 5/18/12. *FIXED INSURANCE; FIXED LIFE, ANNUITIES, DI AND LTC; 03/04/2016

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-04-01
S63	Uniform Securities Agent State Law Examination	2012-06-09

S65 Uniform Investment Adviser Law Examination

2019-04-01
S63 Uniform Securities Agent State Law Examination

2012-06-09

View on SEC IAPD