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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-04 |
Branch Locations
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 03/2016 | Present |
LIMITED PARTNER CHAMPION VENTURES -550 HAMILTON AVENUE, SUITE 100, PALO ALTO, CA 94301. UNIVERSITY TECHNOLOGY VENTURES-173 SPRING STREET, SUITE 200, PLEASANTON, CA 94566. THESE ARE VENTURE CAPITAL FUND OF FUNDS. THERE ARE NO SPECIFIC DUTIES TO PERFORM OR HOURS OF COMMITMENT DURING THE DAY. TITLE IS A LIMITED PARTNER AND THERE IS AN ANNUAL MEETING ONCE PER YEAR. THE AMOUNT OF TIME DEVOTED TO THE BUSINESS AND WHETHER IT IS DURING SECURITIES TRADING HOURS IS N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-28 |
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