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Steven John Rudnyai

Cetera Investment Advisers LLC

Topsfield, MA

CRD 1845946

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Topsfield, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 03/2011 10/2016
Cetera Advisors Llc Denver CT 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 03/2011 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CT
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. 285 EAST SHORE RD. MORRIS, CT 06758. RENTAL OF SUMMER HOME. OWNER. START DATE 5/1/2012. HRS/MONTH:1. HRS/TRADING:1 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 285 E SHORE RD, MORRIS, CT 06756; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2023 ; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: SEASONAL COTTAGE RENTAL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-03
S63 Uniform Securities Agent State Law Examination 1988-06-21
  • S66 Uniform Combined State Law Examination
    2009-04-03
  • S63 Uniform Securities Agent State Law Examination
    1988-06-21
Other Names
  • Steven Rudnyai

View on SEC IAPD

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