Roseann Marie Monteleone

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
• 04/2017 → 08/2019
  Bank Of America, N.A
  Clearwater, FL
• 08/2019 → 03/2023
  Ifp Securities, Llc
  Tampa, FL
• 08/2019 → 03/2023
  Independent Financial Partners
  Tampa, FL
• 03/2023 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 03/2023 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2019-08-23 → 2023-04-10
  Independent Financial Partners
  Tampa, FL
• 2016-12-06 → 2019-09-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
  Clearwater, FL
  Tampa, FL
  Clearwater, FL
  Clearwater, FL
  Tampa, FL
  Clearwater, FL

Other Businesses

(1) 8/29/2019 - DBA Only -Bella Vita Wealth Management, LLC; 522 Alt. 19, Suite #1, Palm Harbor, FL 34684, Clearwater, FL; (2) 8/29/2019 - Bella Vita Wealth Management LLC - 522 Alt. 19, Suite 1, Palm Harbor, FL 34684 -Investment Related - Entity Ownership - LLC used for marketing and sales of investments and insurance products. 200 hrs/mo, 200 hrs/mo during trading hours. (3) 5/16/2022 - Roseann Monteleone - Financial Literacy Education Workshops -Investment Related - 3041 Oak View Drive, Palm Harbor, FL - 10 Hrs/Mo, 0 hrs/mo during trading. (4) 7/11/2022 - Roseann Monteleone - Not Investment Related - 3041 Oak View Drive, Palm Harbor, FL 34684 - Consultant - Providing general business consultancy services to business owners. 3 hrs/mo, 0 hrs/mo during trading hours. 5. Trustee for deceased uncle's trust. General trustee duties including bill paying and settling his estate. Start date: 3/25/25, approx. 10-12 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2016-12-01
• S63 Uniform Securities Agent State Law Examination
  2001-12-21

Other Names

• Roseann Marie Monteleone
• Roseann Marie Mosakowski
• Roseann M Monteleone