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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-10-21
  • WA RA
    APPROVED
    Since 2011-10-21

Branch Locations

2020 A St Se Ste 105-G, Auburn, WA 98002 • United States

Kent, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Auburn WA 05/1988 Present
Primerica Financial Services Auburn WA 02/1991 Present
  • 05/1988 → Present
    Auburn, WA
  • 02/1991 → Present
    Primerica Financial Services
    Auburn, WA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rathke, Inc., Investment related, 110 2nd St SW #105, Auburn, WA 98001, Primerica business purposes, Owner, 01/2003 to Present, 20 hours committed per month (20 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes. Creative Canvas Publishing, LLC., Not investment related, Kent, WA 98042, Owner/Author/Publisher, 05/2024 to Present, 17 hours committed per month (4 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-09
S63 Uniform Securities Agent State Law Examination 1988-09-16
  • S65 Uniform Investment Adviser Law Examination
    2011-09-09
  • S63 Uniform Securities Agent State Law Examination
    1988-09-16
Other Names
  • Linda Carol Smith

View on SEC IAPD

Other Firms

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Other Offices

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