Scott Dennis Krause

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orlando, FL
• 12/2009 → Present
  Bank Of America, Na
  Clermont, FL

Previous Registrations

• 1998-04-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Clermont, FL
  Orlando, FL
  Clermont, FL

Other Businesses

I*:2929283 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Billings, MT 59106 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-15
• S63 Uniform Securities Agent State Law Examination
  1988-07-01