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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-23 |
| WI | RA | APPROVED | 2017-06-23 |
Branch Locations
20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brookfield | WI | 07/2007 | 06/2017 |
| Morgan Stanley | Waukesha | WI | 06/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2018 | Present |
1.Pheasant Park Resort - Condo Hotel; Investment related:Yes; Sister Bay, WI; Condo Hotel; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Jul 2008; During business hours: 0; After business hours: 0; Own condo unit with my spouse. Resort handles rental arrangements. 2.*539606 - Inspire by Fire ,LLC; Investment related Yes; Oconomowoc, Wisconsin; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 10; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-28 |
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