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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 10/2009 | Present |
| Bank Of America,N.A. | Frisco | TX | 06/2011 | Present |
I*, 1556306Name of OBA:BMC LLC Address: The Colony, Texas Investment Related: No Position, Title, Association: OwnerEmployee Start Date: 04/13/2023No Hours: Yearly No Hours during trading:0 Duties: Boat and Boat Dock partial ownership acct set up for expenses I*, 2775261 Entity Type: Entity Charitable Name of OBA: Women's Auxiliary to Children's Hospital Address: Plano, Texas 75024 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 08/21/2025 No Hours: 10 hours per year No Hours during trading: 0 Duties: I am co-chairing ( volunteer only) for the Women's Auxiliary to Children's Medical Center for their annual " Boo " Campaign. I do not get paid in any way. The Fall Campaign is to sell "Boo" Signs for $25 each and all proceeds go to the Children's Hospital. My responsibilities will be to tell people about the signs , to deliver the signs to whoever buys them. They buy them directly with QR code on back of sign so proceeds go directly to Childrens hospital
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-13 |
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