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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| MD | RA | APPROVED | 2008-03-20 |
Branch Locations
2800 Quarry Lake Drive Suite 260, Baltimore, MD 21202-3751 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Baltimore | MD | 03/2008 | Present |
| City National Bank | Baltimore | MD | 03/2017 | 01/2025 |
1)RONALD MCDONALD HOUSE CHARITIES OF BALTIMORE; ADDRESS: 635 W LEXINGTON ST BALTIMORE, MD 21201; BUSINESS DESCRIPTION: NOT FOR PROFIT - HOUSING FOR FAMILIES OF CHILDREN RECEIVING TREATMENT AT LOCAL HOSPITALS; NOT INVESTMENT RELATED; START DATE: 06/01/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: PROVIDING GUIDANCE FOR THE LONG TERM STABILITY OF RMH; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 2)Name of Business: United Way- Women's United Business Description: Non Profit helping Central Maryland Business is investment-related: (yes or no) Address: 1800 Washington Blvd, Suite 340, Baltimore, MD 21230 Capacity: Committee/Council Member (not associated with the Board of Directors) Start Date: 01/04/19 Duties: Women's United does mentoring and other charitable work around the city. Hours devoted per month: 1 Hours devoted during securities hours per month: .5 3)Name: Baltimore Leadership School for Young Women Address: 128 W Franklin St Baltimore, MD 21201 Business Description: Charter School for inner city girls Business is not investment related Projected Start Date: 10/01/19 Capacity: Board of Directors * Duties Performed: Help to make long term decisions on the longevity of the school Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-28 |
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