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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-07-31 |
| TX | RA | APPROVED_RES | 2017-07-14 |
Branch Locations
444 Reid St Ste 200, De Pere, WI 54115 • United States
Depere, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Green Bay | WI | 08/2011 | 07/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2017 |
| Ameriprise Financial Services Inc | De Pere | WI | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | De Pere | WI | 03/2020 | Present |
Business Ownership; C19 LLC dba Gauge Guide Health Insurance Solutions; President; Other Continuity Planning and health insurance outside of what is offered through Ameriprise; 444 Reid St. , Suite 101, De Pere, WI, 54115; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours / DP444, LLC; President, Own and manage tax service; Tax Preparation; 444 Reid St.. Suite 101, , De Pere, WI, 54115; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / DP380 LLC; President; set up for continuity planning; 444 Reid St , Suite 200, De Pere, WI, 54115; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; DP380 LLC; Co-owner; Manage advisory business; 444 Reid St, 200, De Pere, WI, 54115; Investment-Related; 07/01/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-17 |
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