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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-10-19
  • MI RA
    APPROVED
    Since 2016-10-19

Branch Locations

63 Kercheval Avenue Suite 300, Grosse Pointe Farms, MI 48236 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Detroit Detroit MI 09/1981 Present
Fahnestock & Co., Inc. Detroit MI 01/1999 Present
  • 09/1981 → Present
    University Of Detroit
    Detroit, MI
  • 01/1999 → Present
    Fahnestock & Co., Inc.
    Detroit, MI
Other Businesses

1. DMC-DETROIT MEDICAL CENTER 3992 JOHN R DETROIT MICHIGAN 48201 THE BUSINESS IS NOT INVESTMENT RELATED NATURE OF COMPANY-PUBLIC HOSPITAL 2. CHAIRMAN COMMUNITY OUTREACH PROGRAM-VOLUNTEER BOARD MEMBER MY DUTIES WILL BE TO SPEAK AT THE BOARD MEETINGS AND GIVE REPORT(QUARTERLY) AND IT WILL BE PREPARED BY THE TEAM AND SENT VIA EMAIL TO OUR OFFICE. THE EMPLOYEES WILL HAVE ACTIVITIES AND ON THE RIVERWALK(WALKING WITH SENIORS)AND THEY WOULD LIKE ME TO ATTEND IF POSSIBLE. MOST ACTIVITIES ARE AFTER WORKING HOURS AND A 61 DAY WEIGHT LOSS EVENT STARTING IN OCTOBER, BUT THEY WANT ME TO BE INVOLVED. 1 HOUR A MONTH ASSOCIATION BEGAN -MAY 2016 3. MONEY MATTERS FOR YOUTH, 9930 GREENFIELD, DETROIT, MI 48207 HOURS - 5 HOURS PER WEEK. NO INVESTMENT RELATED ACCOUNTS, BUT TEACHING YOUTH ECONOMIC EMPOWERMENT /FINANCIAL LITERACY. 4. DMC HOSPITAL. ADVISORY BOARD - UNPAID VOLUNTEER POSITION. APPROXIMATELY 12 HOURS PER YEAR. AFFILIATION STARTED JAN 10, 2011. 5. MONEY MATTERS FOR YOUTH/DETROIT IMPACT - NON PROFIT - 9930 GREENFIELD, DETROIT, MI 48227. THIS NONPROFIT IS NOT INVESTMENT RELATED AND NOT INVOLVED IN PRIVATE SECURITIES TRANSACTIONS. THE ORGANIZATION BEGAN IN 1996 AS AN IDEA TO TEACH UNDERPRIVILEGED YOUTH, ETIQUETTE, ENTREPRENUERSHIP, NUTRITION EDUCATION, NETWORKING, ACT, SAT PREP, FINANCIAL LITERACY, AND NUMEROUS TRIPS TO CORPORATIONS ACROSS THE CITY AND COUNTRY. I PERSONALLY TAKE ONE WEEK OFF EVERY SUMMER AS MY VACATION TO CONDUCT THE CAMP WITH OUR TEAM OF ALUMNI. HOURS SPENT DURING BUSINESS HOURS - 5-10 ANNUALLY, BUT MOST OF THE PREPARATION IS COMPLETED ON WEEKENDS. NO COMPENSATION. DUTIES DURING THE CAMP ARE TO WORK WITH THE ALUMNI TO MAKE THE SCHEDULE AND SUPPORT THEM PLANNING TRIPS. 6. NASP DETROIT - A CIVIC AND COMMUNITY ORGANIZATION THAT SERVES THE YOUTH IN DETROIT. MY DUTIES ARE NON-INVESTMENT RELATED AND CHARITABLE FOR THE NON-PROFIT. I SERVE ON A NON-FORMAL GROUP IN A CAPICITY TO SUPPORT SCHOLARSHIPS FOR YOUTH IN DETROIT. MY DUTIES INCLUDE, PASSING OUT CERTIFICATES, COOKING FOOD, CLEANING UP AND ENCOURAGING THE YOUTH. ALL DUTIES ARE COMPLETED ONCE A YEAR IN AUGUST AND NOT DURING BUSINESS HOURS. THIS IS AN ANNUAL EVENT SINCE 2005. NASP DETROIT - NO ADDRESS; POSITION - VOLUNTEER; INVESTMENT RELATED - NO; HOURS DURING SECURITIES TRADING - NONE. 7.I AM BESTOWED THE PERSONAL HONOR BY THE SHERIFF'S DEPARTMENT FOR MY SERVICE TO THE COMMUNITY. NO OBLIGATIONS OR DUTIES ASSOCIATED WITH THIS HONOR. 8.CITY OF DETROIT WOMEN'S COMMISSION-VOLUNTEER. NO INVESTMENT RELATIONSHIP OR BUSINESS. VOLUNTEER TO SUPPORT ISSUUES THAT SUPPORT WOMEN IN HEALTH AND BUSINESS. 1.5 HOURS PER MONTH AFTER BUSINESS HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-17
S63 Uniform Securities Agent State Law Examination 1988-09-09
  • S65 Uniform Investment Adviser Law Examination
    2016-10-17
  • S63 Uniform Securities Agent State Law Examination
    1988-09-09
Other Names
  • Gail Frankie Plasonperry
  • Gail Frankie Celestin

View on SEC IAPD

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